1802 Hempstead Turnpike
East Meadow, NY 11554-1032

Toll Free Number: 866-843-7123
Email: info@rnrsecurities.com
Phone: 516-222-8850
Fax: 516-222-8871

Career Opportunities

RNR SECURITIES CUSTOMER RELATIONSHIP SUMMARY

Introduction

RNR Securities is registered with the Securities and Exchange Commission as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Brokerage and investment advisory services and fees differ and it is important for you to understand the differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS which also provides educational materials about broker-dealers, investment advisors, and investing. You should carefully consider which types of accounts and services are right for you. Please ask us for more information. There are some suggested at the bottom of this page.

Relationship and Services

When you transact brokerage business with RNR Securities, we receives a gross dealer concession which is revenue paid to a brokerage firm and is outlined in the prospectus of the product which you are purchasing. We offer a limited selection of investments (mutual funds, variable annuities variable life insurance and real estate investment trusts). Other firms could offer a wider range of choices, some of which might have lower costs. You may select investments or we may recommend investments for your account, but the ultimate investment decision for your investment strategy and the purchase or sale of investments will be yours. We can offer you additional services to assist you in developing and executing your investment strategy and monitoring the performance of your account. Your investments are held directly at the sponsor of the product you are purchasing from us (mutual fund, insurance or real estate investment trust company)

Fees, Costs, Conflicts, and Standards of Conduct

We must abide by certain laws and regulations in our interactions with you. We must act in your best interests and not place our interests ahead of yours when we recommend an investment product. When we provide any service to you, we must treat you fairly and comply with a number of specific obligations. Unless we agree otherwise we are not required to monitor your portfolio or investments on an ongoing basis. Our interests can conflict with your interests. When we provide recommendations, we must eliminate these conflicts or tell you about them and in some cases reduce them. Fees and costs affect the value of your account over time. Please ask your financial professional to give you personalized information on the fees and costs that you will pay. The fee you pay is based upon the specific transaction and not the value of your account. Some investments (such as mutual funds and variable annuities) impose fees that will reduce the value of your investments over time. Also, with certain investments such as variable annuities, you may have to pay fees such as “surrender charges” to sell the investment. Investment fees, which include operational expenses, vary and the amount you pay will depend on the product that you purchase/sell. Also, some products provide trail compensation based on an annual percentage of invested assets. We therefore have an incentive to recommend products that pay higher trails. We benefit from the services we provide you. Our brokers and investment advisors are compensated based on the transaction based fees that are charged to you. This compensation varies by product so they are therefore incentivized to recommend products that have higher fees and /or ongoing payments.

You pay a transaction-based fee in a brokerage account so the more trades in your account, the more fees we charge you so we has an incentive to encourage you to trade often.

Additional Information

We encourage you to seek additional information. We have legal and disciplinary events. Visit investor.gov for a free and simple search tool to research our firm and our financial professionals.

For additional information about our brokers and services, visit investor.gov or BrokerCheck (BrokerCheck.Finra.org), our website http://www.rnrsecurities.com/ , and your account agreement.

To report a problem to the SEC, visit investor.gov or call the SEC’s toll-free investor assistance line (800) 732-0330.

To report a problem to FINRA, visit finra.org or call FINRA at 301-590-6500. If you have a problem with your investments, account or financial professional, contact us in writing at 1802 Hempstead Tpke. East Meadow NY 11554 Attn: Compliance Officer.



Key Questions to Ask:

Ask our financial professionals these key questions about our investment services and accounts.

  1. Given my financial situation, why should I choose a brokerage relationship?
  2. Do the math for me. How much would I pay per year for atypical brokerage relationship? What would make those fees more or less? What services will I receive for those fees?
  3. What additional costs should I expect in connection with this relationship?
  4. Tell me how you and your firm make money in this relationship. Do you or your firm receive any payments from anyone besides me in connection with my investments?
  5. What are the most common conflicts of interest in your brokerage relationships? Explain how you will address those conflicts when providing services to me.
  6. How will you choose investments to recommend to me?
  7. How often will you monitor the performance of my investments and offer investment advice?
  8. Do you or your firm have a disciplinary history? For what type of conduct?
  9. What is your relevant experience, including your incenses, education, and other qualifications? Please explain what the abbreviation in your licenses are and what they mean.
  10. Who is the primary contact person for my account? What can you tell me about his or her legal obligations to me? If I have concerns about how this person is treating me, who can I talk to?